Full text of CETERA ADVISOR NETWORKS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CETERA ADVISORS LLC AND SUBSIDIARY (SEC I.D. No. 8-26892) CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2020 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |---------------------------|------------------|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: October 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | | | SFC FII F NUMBER | | | | | | 8-26892 | | | | | | | | | | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE ## Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|--------------------------------------------------------|-----------------------------------------------| | | A, REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER:<br>Cetera Advisors LLC | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 400 First Street South, Suite 300<br>(No. and Street) | | | | | St. Cloud<br>(City) | MN<br>(State) | | 56301<br>(Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Theodore Horwith | B. ACCOUNTANT IDENTIFICATION | | (310) 257-7782<br>(Area Code - Telephone No.) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Deloitte & Touche LLP | | (Name - if individual, state last, first, middle name) | | | 555 W 5th Street, Suite 2700 | Los Angeles | California | 90013 | | (Address)<br>CHECK ONE:<br>×<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | (City)<br>FOR OFFICIAL USE ONLY | (State) | (Zip Code) | | * Taima for ayamation from the ranywamant that the anyong by the aninion of an indonomant within | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an indepe…Read the full text as markdown