CETERA ADVISOR NETWORKS LLC X-17A-5/A (2021-03-01) — Broker-dealer annual report

Full text of CETERA ADVISOR NETWORKS LLC's X-17A-5/A filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ CETERA ADVISOR NETWORKS LLC AND SUBSIDIARY (SEC I.D. No. 8-29577) CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2020 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |---------------------------|-----------------|--| | OMB Number: 3235-0123 | | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | | | 8-29577 | | ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | |--------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|------------|-----------------------------| | | MM/DD/Y Y | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | Cetera Advisor Networks LLC | | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 200 North Sepulveda Boulevard, Suite 1300 | | | | | | (No. and Street) | | | | El Segundo | CA | | 90245-5672 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Theodore Horwith | | | (310) 257-7782 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Deloitte & Touche LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 555 W 5th Street. Suite 2700 | Los Angeles | CA | 90013 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | CHECK ONE: | | | | | X<br>Certified Public Accountant | | | | | | | | | | Public Accountant | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | * laims for organtian from the reasurany that the anymon yenort he covered by the primary of any many of any many | | | emption…

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