Full text of CETERA WEALTH SERVICES, LLC's X-17A-5 filed 2026-03-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CETERA WEALTH SERVICES LLC (SEC I.D. No. 8-29577) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ Public #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 8-29577 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31 /202S** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Cetera Wealth Services LLC TYPE OF REGISTRANT {check all applicable boxes}: C!l Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.} # 2301 Rosecrans Ave #5100 | (No. and Street) | | | | | | | | | |----------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|-----------------------------------------------|--|--|--|--| | El Segundo | | CA | | 90245 | | | | | | (City) | | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Rodney Dowell | | (310) 341-1853 | | rodney.dowell@cetera.com | | | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 555 W. 5th Street, Floor 27 | | Los Angeles | CA | 90013 | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | October 20, 2003 | | | 34 | | | | | | | rte of Reg;st,aUoo w;th PCAOB)l;f apphcable) | | | | {PCAOB Reg;s,,a,;oo N"mbec, ff a pphcable I I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public a…Read the full text as markdown