Full text of HARGER AND COMPANY, INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct, 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-------------------------------|--------------------------------------------|--|--|--| | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | 8-27287 | | | | | | PART Ill | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_02_1 | __ | | __<br>AND ENDING _1_2_/_3_1 /_2_0_2_1 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: | Harger and Company, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>~ Broker-dealer<br>D Check here If respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | | | | | | | | 8048 One Calais Avenue Suite D | | | | | | | | | (No, and Street) | | | | | | | Baton Rouge | LA | | 70809 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | C. Michael Dowden | | mdowden@hargerandcompany ,com | | | | | | (Name) | 225-767-7228<br>(Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>McBee & Co., PC | | | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | | | | 718 Paulus Avenue | Dallas | TX | 75214 | | | | | (Address) | (City) | | {State)<br>(Zip Code) | | | | | 9/22/2009 | | 3631 | | | | | | r··<br>of ,,,;,tcatloa with PCAOBJ(lf appllcabl,) | FOR OFFICIAL USE ONL y | | (PCAOB ,,,1,tr,tloa ""mbe,, If applicable) | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(11),…Read the full text as markdown