Full text of HARGER AND COMPANY, INC.'s X-17A-5 filed 2025-03-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FI LE NUMBER 8-27287 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/YY AND ENDING **12/31/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Harger and Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): **0** Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 8048 One Calais Avenue Suite D | (No. and Street) | | | | | | | | | |---------------------------------------------------------------------------|--------------------------------------------------|------------|------------------------------|--|--|--|--|--| | Baton Rouge | LA | | 70809 | | | | | | | (City) | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | C. Michael Dowden | 225-767-7228 | | mdowden@hargerandcompany.com | | | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | McBee & Co., PC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 718 Paulus Avenue | Dallas | TX | 75214 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 9/22/2009 | | 3631 | | | | | | | | | (PCAOB Reg;strntioo N,mbec, If applicable I | | | | | | | | | | FOR OFFICIAL USE ONLY | | I | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, C. Michael Dowden | swear (or a…Read the full text as markdown