Full text of HARGER AND COMPANY, INC.'s X-17A-5 filed 2023-03-09 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-27287 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2022** MM/DD/YY AND ENDING **12/31/2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Harger and Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!) Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8048 One Calais Avenue, Suite D (No. and Street) Baton Rouge LA 70809 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING C. Michael Dowden (225) 767-7228 mdowden@hargerandcompany.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* McBee & Co., PC (Name - if individual, state last, first, and middle name) 718 Paulus Avenue Dallas TX 75214 (Address) (City) (State) (Zip Code) 9/22/2009 3631 **(re of Reglstratloo with PCADB)llf applicable) FOR OFFICIAL USE ONLY (PCAOB Regl~catloo N,mbec,** If **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, C. Michael Dowden | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Harger and Company, Inc. | as of | | 2~<br>12/31 | is true and correct. I further swear (or a…Read the full text as markdown