Full text of MML STRATEGIC DISTRIBUTORS, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Statement of Financial Condition As of Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm Thereon* This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE **COMMISSION** Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | 0MB APPROVAL OMS Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69322 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January I , 2021 MM/DD/VY AND ENDING December 3 1, 202 1 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MML STRATEGIC DISTRJBUTORS, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer • Security-based swap dealer D Check here if respondent Is also an OTC derivatives dealer • Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1295 State Street | (No. and Street) | | | | | |------------------|---------|-------------|--|--| | Springfield | MA | 01111 -0001 | | | | (City) | (State) | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Nathan Hall | 413 -744-5006 | nhall@massmutual.com | |-------------|--------------------------------|----------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• KPMG LLP | CT<br>06103 | |--------------------------------------------| | | | (State)<br>(Zip Code) | | 185 | | (PCAOB Registration Number, If applicable) | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e}{l)(II), If applicable. Persons who are to respond to the collection of Information contained In this form **are** not required to respond unless the form displays **a** currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Nathan Hall swear (or affirm) that, t…Read the full text as markdown