Full text of MML STRATEGIC DISTRIBUTORS, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Statement of Financial Condition As of December 31, 2023 With Report of Independent Registered Public Accounting Firm Thereon* This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-69322 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2023 AND ENDING December 31, 2023 MM/DD/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: **\_M\_M\_L** \_S\_T\_R\_A\_T\_E\_G\_IC\_D\_IS\_T\_R\_IB\_U\_T\_O\_R\_S\_, L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 1295 State Street | | (No. and Street) | | |----------------------------------------------|--------------------------------|---------------------------| | Springfield | MA | 01111-0001 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Frank Rispoli | 413-7 44-5008 | frispoli68@massmutual.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## KPMG LLP | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|------------------------------------------------| | 755 Main Street | Hartford | CT | 06103 | | (Address) | (City) | (State) | (Zip Code) | | 10-20-2003 | | 185 | | | r"<br>of Registca<ioo wifh PCAOB)(if applicableJ | | | I<br>(PCAOB Regis«atioo N,mbe,, if applicableJ | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts an…Read the full text as markdown