Full text of MML STRATEGIC DISTRIBUTORS, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm Thereon This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69322 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2022 MM/DD/VY AND ENDING December 31, 2022 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MML STRATEGIC DISTRIBUTORS, LLC TYPE OF REGISTRANT (check all applicable boxes): IX! Broker-dealer <sup>O</sup>Security-based swap dealer • Major security-based swap participant • Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1295 State Street | | (No. and Street) | | | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------------|-----------------|--|--| | Springfield | MA | | 01111-0001 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Frank Rispoli | 413-744-5008 | frispoli68@massmutual.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | KPMG LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 755 Main Street | Hartford | CT | 06103 | | | | | (City) | (State) | (Zip Code) | | | | (Address)<br>I 0-20-2003 | | 185 | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of t he exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB contro…Read the full text as markdown