Full text of CALDWELL SUTTER CAPITAL, INC.'s X-17A-5 filed 2018-12-12 (period 2018-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000702007 XXXXXXXX LIVE false false false 10-01-2017 09-30-2018 Broker-dealer N CALDWELL SUTTER CAPITAL, INC. 30 LIBERTY SHIP WAY #3225 SAUSALITO CA 94965-3324 Christopher Anderson (415) 367-4982 Ernst Wintter & Associates LLP 675 Ygnacio Valley Road, Suite A200 Walnut Creek CA 94596 Certified Public Accountant Christopher Anderson CALDWELL SUTTER CAPITAL, INC. 09-30-2018 Christopher Anderson Chief Financial Officer Y
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