Full text of CALDWELL SUTTER CAPITAL, INC.'s X-17A-5 filed 2019-11-27 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000702007 XXXXXXXX LIVE false false false 10-01-2018 09-30-2019 Broker-dealer N CALDWELL SUTTER CAPITAL, INC. 30 LIBERTY SHIP WAY #3225 SAUSALITO CA 94965-3324 Christopher Anderson 4153674982 Ernst Wintter & Associates 675 Ygnacio Valley Road, Suite A200 Walnut Creek CA 94596 Certified Public Accountant Joseph F. Helmer CALDWELL SUTTER CAPITAL, INC. 11-20-2019 /Joseph F. Helmer/ President Y
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