Full text of DELANEY, JOSEPH VINCENT's X-17A-5 filed 2019-12-17 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **-** 10590 | FACING PAGE | | |-------------|--| | | | **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 10/01/18<br>09/30/19<br>REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | | | | | |--------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | J.V. Delaney & Associates<br>NAME OF BROKER-DEALER: | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 20 Vienna | | | ___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | | | Newport Beach | CA | _____________________________________________________________________________________________________________________ | 92660 | | | (City) | | (State) | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | Joseph V Delaney | | | _____________________________________________________________________________________________________________________ | (949-720-0063<br>(Area Code – Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | (Name – if individual, state last, first, middle name) | _____________________________________________________________________________________________________________________ | | | | | WWC, Professional Corporation | San Mateo | CA<br>_____________________________________________________________________________________________________________________ | 94403 | | | (Address) | | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for ex…Read the full text as markdown