Full text of DELANEY, JOSEPH VINCENT's X-17A-5 filed 2022-12-29 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > ANNUAL REPORTS FORM X-17A-5 PART Ill > > **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange** Act **of 1934** **FILING FOR** THE PERIOD BEGINNING <sup>1</sup> **0/01/2021** AND ENDING **09/30/2022** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: **J. V. Delaney & Associates** TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer El Security-based swap dealer El Major security-based swap participant **El** Check here if respondent is also an OTC derivatives dealer SEC FILE NUMBER 10590 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 20 Vienna | | |-----------|--| | | | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|--------------------------------------------|------------------|--| | Newport Beach | CA | | 92660 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joseph V. Delaney 949-720-0063 | | | jvdmoney@cox.net | | | (Name) | (Area Code—Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | WWC CPA's<br>(Name | -<br>if individual, state last, first, and middle name) | | | | | 2010 Pioneer Ct. | San Mateo | CA | 94404 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/16/2004 | | 1171 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-5(e)(1)(ii), if applicable. | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Joseph V. Delaney | | , swear (or af…Read the full text as markdown