Full text of DELANEY, JOSEPH VINCENT's X-17A-5 filed 2020-11-20 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES** SECURITIES AND **EXCIIANGECOMMISSION Washington, D.C. 20549** #### OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response. 12.00 SEC FILE NUMBER 8-10590 # ANNUAL AUDITED REPORT FORM X-174-5 PART III **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 10/1/19 | AND ENDING09130120 | | | | |------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------|--| | | MMJDD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: J,V. Delaney & Associates<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>20 Vienna | | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Newport Beach | CA | | 92660 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(949) 720-0063<br>Joseph V Delaney | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | WWC CPA's | (Name - if individual. stale last, first. middle name) | | | | | 2010 Pioneer Ct. | San Mateo | CA | 94404 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | II<br>CertidIeI Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis for the exemption. See Section 240.1 7a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ # **OATH OR AFFIRMATION** Joseph V Delaney my knowledge and belief the accompanying J,V. Delaney & Associates of September 30 swear (or affirm) that, to the best of financial statement and supporting schedules pertaining to the firm of as • 20 2020 ,…Read the full text as markdown