Full text of KAUFMAN & COMPANY, LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER # FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Kaufman & Company, LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 Franklin Street, Suite 403 | | (No. and Street) | | | |--------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | Boston | MA | | 02110 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Seth Kaufman | 617-877-1980 | | sethkaufman@kcollc.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Michael Coglianese, CPA PC | (Name - if individual, state last, first, and middle name) | | | | 125 E. Lake Street | Bloomingdale | IL | 60108 | | (Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | accountant must ha cunnorted by a state mant of factor | * Claims for exemption from the requirement that the annual reports of an independent public | | | pported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------  | Seth Kaufman | SW | |--------------|----| | | swear (or affirm) that, to the best of my knowledge and belief, the | | |--|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | | financial report p…Read the full text as markdown