Full text of KAUFMAN & COMPANY, LLC's X-17A-5/A filed 2025-04-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a-S, 17a-l2, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2024** MM/D0/YV ANDENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAMEoF FIRM: Kaufman & Company, LLC TYPE OF REGISTRANT (check all applicable boxes): **0** Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Franklin Street, Suite 403 (No. and Street) Boston **MA 02110** (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Seth Kaufman **617-877-1980** sethkaufman@kcollc.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael Coglianese, CPA PC {Name - if individual; state last1 first, and middle name} 125 E. Lake Street Bloomingdale IL 60108 (Address) (City) (State) (Zip Code) (Date of Registration with PCAOB)(lf applicable) (PCAOB Registration Number, if aonlicable) PUBLIC UNITED STATES 0MB APPROVAL 0MB Number: 3235-0123 \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publk accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)ll)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid **0MB** control number. **FOR OFFICIAL USE ONLY** {1}------------------------------------------------  | I, Seth Kaufman | | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------| | financial report pertaining to the firm of Kaufman & Company…Read the full text as markdown