Full text of KAUFMAN & COMPANY, LLC's X-17A-5 filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART Ill** FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | SEC FILE NUMBER | | |-----------------|--| MM/DD/YY FILING FOR THE PERIOD BEGINNING 01/01 /25 MM/DD/VY AND ENDING 12/31 /25 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Kaufman & Company, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here **if** respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 100 Franklin Street, Suite 403 | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------|--------------------------------------------|--|--| | Boston | MA | | 02110 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Seth Kaufman | 617-877-1980 | | sethkaufman@kcollc.com | | | | (Name) | (Area Code-Telephone Number) | {Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Michael Coglianese CPA, PC | | | | | | | | {Name -if individual, state last, first, and middle name) | | | | | | | 300 Tri State International, Ste. 180 Lincolnshire | IL | 60069 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2009 | | 3874 | | | | | (<br>te of Registration with PCAOB)(if applicable) | SE<br>LY | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL U<br>ON | | | | | | | r | | | I | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------…Read the full text as markdown