UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO X-17A-5 (2017-03-02) — Broker-dealer annual report

Full text of UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO's X-17A-5 filed 2017-03-02 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
• Form: X-17A-5
• Filed: 2017-03-02
• Period: 2016-12-31
• Accession: 0000708612-17-000002
• CIK: 708612
• File #: 8-28475
• Material weakness: Yes
• Auditor: Ernest & Young LLP
• Auditor location: San Juan, PR
• Contact: Jose Grau
• Phone: 7872502029
• Signed by: Jose H. Grau (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000708612 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer Y UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO 250 MUNOZ RIVERA AVENUE HATO REY PR 00918 Jose Grau 7872502029 Ernest & Young LLP 1000 Scotiabank Plaza 273 Ponce de Leon San Juan PR 00917-1951 Certified Public Accountant Jose H. Grau UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO 12-31-2016 Jose H. Grau Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-02
• X-17A-5/A — 2019-04-25
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2017-03-07
• X-17A-5 — 2016-04-07
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-28

Original filing on SEC EDGAR (source of record)