UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO X-17A-5/A (2019-04-25) — Broker-dealer annual report

Full text of UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO's X-17A-5/A filed 2019-04-25 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
• Form: X-17A-5/A
• Filed: 2019-04-25
• Period: 2018-12-31
• Accession: 0000708612-19-000005
• CIK: 708612
• File #: 8-28475
• Material weakness: No
• Auditor: Ernst & Young, LLP
• Auditor location: San Juan, PR
• Contact: Jose Grau
• Phone: 7872502029
• Signed by: Jose Grau (CFO)

Document text (excerpt)

X-17A-5/A 0000708612 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N Signed compliance report, signature was missing in the first filing. UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO 250 MUNOZ RIVERA AVENUE HATO REY PR 00918 Jose Grau 7872502029 Ernst & Young, LLP Plaza 273 10th floor 273 Ponce de Leaon Avenuie San Juan PR 00917 Certified Public Accountant Jose Grau UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO 12-31-2018 Jose Grau CFO Y

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Other filings by this registrant

• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2017-03-07
• X-17A-5 — 2017-03-02
• X-17A-5 — 2016-04-07
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-28

Original filing on SEC EDGAR (source of record)