Full text of WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition ## **Wells Fargo Advisors Financial Network, LLC** (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2020 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2020 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | FACING PAGE<br>Information Required of Brokers and Dealers<br>Pursuant to Section 17 of the Securities Exchange Act of 1934<br>and Rule 17a-5 Thereunder | SEC FILE NUMBER<br>8-28721 | | | |------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------|---------------------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DBALER:<br>Wells Fargo Advisors Financial Network, LLC | | Official Use Only<br>FIRMID. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use P.O. Box No.) | | | | | | One North Jefferson | | | | | | St. Louis | (No. and Street) | | | | | | MO | | 63103 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>James Franklin | | | 314-875-8577<br>(Area Code - Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>KPMG LLP | | | | | | 10 South Broadway | St. Louis | MO | 63102 | | | Number and Street<br>(ADDRESS) | City | State | Zip Code | | | CHECK ONE:<br>× | Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | : | | | | | {3}------------------------------------------------ | | Notary Public | DIANA JUELFS<br>My Co…Read the full text as markdown