Full text of WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition ## **Wells Fargo Advisors Financial Network, LLC** (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2022 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2022 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | |------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|------------|--------------------------------------------|------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Wells Fargo Advisors Financial Network, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>14 Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | L Security-based swap dealer __ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | One North Jefferson | | | | | | | (No. and Street) | | | | | St. Louis | MO | | 63103 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>James Franklin | 314-875-8577 | | james.franklin@wellsfargoadvisors.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>KPMG, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10 South Broadway | St. Louis | MO | | 63102 | | (Address) | (City) | | (State) | (Zip Code) | | 10/02/2003 | | | 185 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | {3}------------------------------------------------ | James Franklin | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------|-----------------------------------------------------------------------------------…Read the full text as markdown