Full text of WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  FINANCIAL NETWORK # Statement of Financial Condition #### Wells Fargo Advisors Financial Network, LLC (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2023 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2023 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | NNUAL REPORTS | | | | | |---------------|--|--|--|--| | FORM X-17A-5 | | | | | | PART III | | | | | | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER | |-------------------------------------------| | 8-28721 | | | | | | under the Securities Exchange Act of 1934 | | AND ENDING 12/31/2023 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 FILING FOR THE PERIOD BEGINNING 01/01/2023 FACING PAGE MM/DD/YY A MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Wells Fargo Advisors Financial Network, LLC TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## One North Jefferson | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------|------------|--| | St. Louis | MO | | 63103 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rakesh Patel | (704) 715-9832 | rakesh.pate12@wellsfargo.com<br>(Email Address) | | | | (Name) | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | KPMG LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10 South Broadway | St. Louis | MO | 63102 | | | (Address) | (Citv) | IStatal | (7in Corp) | | 10/20/2023 185 (Date of Registrat…Read the full text as markdown