H.D. VEST INVESTMENT SECURITIES, INC. X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of H.D. VEST INVESTMENT SECURITIES, INC.'s X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: H.D. VEST INVESTMENT SECURITIES, INC.
• Form: X-17A-5
• Filed: 2018-02-28
• Period: 2017-12-31
• Accession: 0000719068-18-000001
• CIK: 719068
• File #: 8-29533
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Dallas, TX
• Contact: Chris Rod
• Phone: 972-870-6000
• Signed by: Chris Rod (Treasurer and Financial Operations Principal)

Document text (excerpt)

X-17A-5 0000719068 XXXXXXXX LIVE true false true 01-01-2017 12-31-2017 Broker-dealer N H.D. VEST INVESTMENT SECURITIES, INC. 6333 NORTH STATE HIGHWAY 161 4TH FLOOR IRVING TX 75038-2200 Chris Rod 972-870-6000 Ernst & Young LLP 2323 Victory Avenue Suite 2000 Dallas TX 75201 Certified Public Accountant Chris Rod H.D. VEST INVESTMENT SECURITIES, INC. 12-31-2017 Chris Rod Treasurer and Financial Operations Principal Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2025-03-14
• X-17A-5 — 2024-03-28
• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-02-28
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-07-22
• X-17A-5 — 2015-07-14
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01

Original filing on SEC EDGAR (source of record)