AVANTAX INVESTMENT SERVICES, INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of AVANTAX INVESTMENT SERVICES, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AVANTAX INVESTMENT SERVICES, INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000719068-20-000004
• CIK: 719068
• File #: 8-29533
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Dallas, TX
• Contact: Chris Rod
• Phone: 972-870-6000
• Signed by: Chris Rod (Controller)

Document text (excerpt)

X-17A-5 0000719068 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N AVANTAX INVESTMENT SERVICES, INC. 6333 NORTH STATE HIGHWAY 161 4TH FLOOR IRVING TX 75038-2200 Chris Rod 972-870-6000 Ernst & Young LLP 2323 Victory Avenue Suite 2000 Dallas TX 75219 Certified Public Accountant Chris Rod AVANTAX INVESTMENT SERVICES, INC. 01-01-2019 Chris Rod Controller Y

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• X-17A-5 — 2025-03-14
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• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-07-22
• X-17A-5 — 2015-07-14
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01

Original filing on SEC EDGAR (source of record)