H.D. VEST INVESTMENT SECURITIES, INC. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of H.D. VEST INVESTMENT SECURITIES, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: H.D. VEST INVESTMENT SECURITIES, INC.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000719068-19-000003
• CIK: 719068
• File #: 8-29533
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Dallas, TX
• Contact: Chris Rod
• Phone: 972-870-6000
• Signed by: Chris Rod (Treasurer and Financial Operations Principal)

Document text (excerpt)

X-17A-5 0000719068 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N H.D. VEST INVESTMENT SECURITIES, INC. 6333 NORTH STATE HIGHWAY 161 4TH FLOOR IRVING TX 75038-2200 Chris Rod 972-870-6000 Ernst & Young LLP 2323 Victory Avenue Suite 2000 Dallas TX 75219 Certified Public Accountant Chris Rod H.D. VEST INVESTMENT SECURITIES, INC. 12-31-2018 Chris Rod Treasurer and Financial Operations Principal Y

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Original filing on SEC EDGAR (source of record)