Full text of SYCAMORE FINANCIAL GROUP's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-30302 (Zip Code) FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/21 01/01/21 AND ENDING FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Sycamore Financial Group, Inc. NAMF OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2713 Rockford Lane (No. and Street) Indiana Kokomo 46902 PERSON TO CONTACT WITH REGARD TO THIS FILING (City) 765 455-1554 csmith@sycamoreweb.com Craig Smith (Email Address) (Name) (Area Code - Telephone Number) (State) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Thomas Faust, CPA, LLC d/b/a Thomas Faust, CPA | 174 Coldbrook Ct. | (Name - if individual, state last, first, and middle name)<br>Lafayette | Indiana | 47909 | | | | |--------------------------------------------------|-------------------------------------------------------------------------|---------|--------------------------------------------|--|--|--| | (Address) | (City) | (State) | (Zip Code) | | | | | 2/14/2018 | | | 6479 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION SMith I, \_ Co Ai G, Sali G, Sali Chim of \_\_ Sy CA & of the best of my knowledge and belief, the Bear on belief, the Boory. Ose 31 3 / , is true and correct. I further swear (or affirm) that neither the company nor any Signature: ANITA L. FAULKNER Howard County My Commission Expires February 28, 20…Read the full text as markdown