Full text of SYCAMORE FINANCIAL GROUP's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30,2026<br>Estimated average burden<br>hours per response:<br>12 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|----------------------------------------------------------|---------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------|--| | | | ANNUAL<br>REPORTS<br>FORM<br>X-17A-5 | | | SEC FILE NUMBER | | | | | PART<br>III | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | | 01/01/24 | AND ENDING | | 12/31/24 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. | REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>H<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | ZU3 | | | | | | | | £<br>v | | (No. and Street) | | | | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Hi<br>CC<br>SfM<br>A | [ | | | | | | | 9.<br><br>(Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>Faust<br>Thomas<br>, | CPA<br>LLC<br>, | reports are contained<br>d/b/a<br>Thomas | in this filing*<br>Faust<br>, | CPA | | | | | | (Name -if individual, state last,first, and middle name) | | | | | | Coldbrook<br>174 | Ct | Lafayette | | Indiana | 47909 | | | (Address)<br>02/14/18 | | (State)<br>(Zip Code)<br>(City)<br>6479 | | | | | | | (PC…Read the full text as markdown