Full text of SYCAMORE FINANCIAL GROUP's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington,<br>D.C.<br>20549 | | | |--------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|------------------------------------------------------|--| | | ANNUAL<br>REPORTS | SEC FILE NUMBER | | | | X-17A-5<br>FORM | | | | | III<br>PART | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, | 17a-12,and | 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING | 01/01/25<br>AND ENDING | 12/31/25 | | | | MM/DD/YY | MM/DD/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | Sycamore | Financial<br>Group | | | | NAME OF FIRM: | | | | | I<br>0<br>Broker-dealer<br>]<br>Check here if respondent is also an OTC derivatives dealer | G<br>Major<br>Security-based swap dealer | security-based<br>swap participant | | | | | | | | | (Do not use a P.O.<br>box no.) | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>Rockford<br>2713 | Lane | | | | | (No. and<br>Street) | | | | Kokomo | IN | 46902 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | csmith@sycamoreweb.com | | | Smith | 765-455-1554<br>(Area Code -<br>Telephone Number) | (Email Address) | | | | ACCOUNTANT IDENTIFICATION | | | | | B. | | | | Craig<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are | contained in this filing* | | | | Thomas<br>Faust,<br>CPA, | LLC<br>d/b/a<br>Thomas<br>Faust, | CPA | | | | (Name -if<br>individual,<br>state last,<br>first,<br>and middle name) | | | | Ct.<br>174<br>Coldbrook | Lafayette | Indiana<br>47909 | | | | (City) | (State)<br>(Zip Code) | | | (Address)<br>02/14/18<br>(Date of Registration with PCAOB)(if applicable) | | 6479<br>(PCAOB Registration Number,if<br>applicable) | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | \t Craig Smith | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------…Read the full text as markdown