Full text of BETTINGER & LEECH FINANCIAL CORP.'s X-17A-5 filed 2024-03-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | | 8-30375 | | | | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>---------<br>01<br>0 1 -<br>- 2 0<br>2 3<br>AND ENDING 12-31-2023<br>FILING FOR THE PERIOD BEGINNING | | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Bettinger & Leech Financial Corp. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 600 Palisade Avenue Suite 21 | | | | | | | | | (No. and Street) | | | | | Englewood Cliffs | | New Jersey | 07632 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Richard A. Leech | | 201-569-2220<br>dickleech@blfc.us | | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jerome Davies CPA, P.C. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3605 Sandy Plains Road | | Marietta | Georgia 30066 | | | | (Address)<br>04/25/2017 | (City) | (State)<br>6363 | | | | | l"<br>of R,g;st,atioe with PCAOB)l;f appUrable) | | FOR OFFICIAL USE ON L V | (PCAOB Reg;st,afoo N,mbec, ;f applkable) I | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>CFR 240.17a-S(e)(1)(ii), if applicable. | | | accountant must be suppor…Read the full text as markdown