Full text of BETTINGER & LEECH FINANCIAL CORP.'s X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB APP.ROVAt •<br>0MB Num!>er: 3~35-0123 __<br>Expires: Nov. 30,:2026<br>Estimated ~yefage burde_ri • _·-<br>,<br>hours per respor)-sj·:-._12 ~ | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | SEC FILE NUMB'ER:- | | | FORM X-17A-5 | 8-30375 | | | PART Ill | | | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING | -----~---<br>O 1-01-2024 | AND ENDING 12-31-2024 | | | MM/DD/VY | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Bettinger & Leech Financial Corp. | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 600 Palisade Avenue Suite 21 | | | | | (No. and Street) | | | Englewood Cliffs | New Jersey | 07632 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Richard A. Leech | 201-569-2220 | dickleech@blfc.us | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Jerome Davies CPA, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | 3605 Sandy Plains Road | Marietta | Georgia 30066 | | (Address)<br>04/25/2017 | (City) | (State)<br>(Zip Code)<br>6363 | | rte of R,.;sn-,t;oo w;th PCAOB)(;f ,ppUcableJ | | I<br>(PCAOB R,g;,trat;oo N,mbe,, ;f ,ppUcableJ | | | FOR OFFICIAL USE ONLY | | | CFR 240.17a-S(e)(l)(ii), if applicable. | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | accountant must be supported by a statement of facts and circumsta…Read the full text as markdown