Full text of BETTINGER & LEECH FINANCIAL CORP.'s X-17A-5 filed 2026-06-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL<br>0MB Number: 3235--0123 | |-----------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | Expires: Nov. 30, 2026 | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-30375 | | | PARTIII | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 01-01-2025 | | AND ENDING 12-31 | -2025 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Bettinger & Leech Financial Corp. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>G:I Broker-dealer | O Security-based swap dealer | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE Of BUSINESS: {Do not use a P.O. box no.) | | | | 600 Palisade Avenue | Suite 21 | | | | | (No. and Street) | | | | Englewood Cliffs | New Jersey | | 07632 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Richard A. Leech | 201-569-2220 | | dickleech@blfc.us | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Jerome Davies CPA, P.C. | | | | | | (Name - if individual, state last, first, and middle name} | | | | 3605 Sandy Plains Road | Marietta | Georgia | 30066 | | (Address) | (City) | (State) | (Zip Code) | | 04/25/2017 | | 6363 | | | r••<br>of Regfatr,tion wtth PCAOB)Ff appli~We) | | | (PCAOB Registration Numbec, if applkable) | | | FOR OFFICIAl USE ONl Y | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | CFR 240.17a-S(e)(l)(ii), if applicable. | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | **Persons who are to ,respond to the collection of information contained in this form are not requir…Read the full text as markdown