Full text of FBN SECURITIES, INC.'s X-17A-5 filed 2022-06-27 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | S-30461 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | ___<br>___<br>0_4_/_0_1/_2_1<br>MM/DDNY<br>A. REGISTRANT IDENTIFICATION | AND ENDING | ___<br>0_3_/3_1_/_2_2<br>MMIDDIYY | __<br>_ | | |------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | NAME oF BROKER-DEALER: FBN Securities, Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | | | | | | | | | | | | | | NY | | 10120 | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | NY | | 11797 | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 112 West 34th St., 18th Floor<br>(No. and Street)<br>Woodbury | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name- if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>516-496-7100<br>(Area Code- Telephone Number) | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public acc011ntant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.1 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required…Read the full text as markdown