Full text of FBN SECURITIES, INC.'s X-17A-5 filed 2024-06-28 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | | SEC FILE NUMBER 8-30461 # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/23** MM/DD/VY AND ENDING **03/31/24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : FBN Securities, Inc. <sup>~</sup>Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer (No. and Street) New York NY 10120 (City) (State) (Zip Code) Richard Guilfoyle 516-496-7100 rguilfoyle@tpcpa.com **B. ACCOUNTANT IDENTIFICATION** (Name - if individual, state last, first, and middle name) 7600 Jericho Tpke, Suite 400 Woodbury NY 11797 (Address) (City) (State) (Zip Code) 07/01/2013 5861 rte **of Registrat;oa with PCAOB)lif applicable) FOR OFFICIAL USE ONLY (PCAOB Registcatioa N,mbe,,** if **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** TYPE OF REGISTRANT (check all applicable boxes): ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 112 West 34th St., 18th Fl | B. ACCOUNTANT IDENTIFICATION | | | | | |----------------------------------------------|--------------------------------|----------------------|--|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | Richard Guilfoyle | 516-496-7100 | rguilfoyle@tpcpa.com | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City) | (State) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Reid CPAs, LLP {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Gregory Naso | swear (or affirm) that, to the best of my knowledge and belief, the | |----------…Read the full text as markdown