Full text of FBN SECURITIES, INC.'s X-17A-5 filed 2023-06-28 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Est imated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | 8-30461 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/22 MM/DD/YY AND ENDING 03/31 /23 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: FBN Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 112 West 34th St., 18th Fl {No. and Street) New York NY 10120 (City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Richard Guilfoyle 516-496-7100 rguilfoyle@tpcpa.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Reid CPAs, LLP {Name- if individual, state last, first, and middle name) 7600 Jericho Tpke, Suite 400 Woodbury NY 11797 (Address) {City) {State) (Zip Code) 07/01/2013 5861 rte of R•gl•tcotloo with PCAOB ){If pp l~bl' ) FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l){ii). if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Dennis Naso | | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------|---------------------------------------------------------------------| | financial report pertaining to the firm of FBN Securities, Inc. | | as of | | 3/31 | 2~ is true and correct. I further swear (or affirm) that neither the company nor any | | | partner,…Read the full text as markdown