Full text of SIGMA FINANCIAL CORPORATION's X-17A-5 filed 2023-03-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Sigma Financial Corporation Financial Report December 31, 2022 Filed as PUBLIC information pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | uis hei resultise. | 14 | |--------------------|----| | SEC FILE NUMBER | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | | 12/31/22 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Sigma Financial Corporation<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>1 Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | _ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 300 Parkland Plaza | | | | | | | (No. and Street) | | | | | Ann Arbor | MI | | | 48103 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brandon Rydell | 734-663-1611 | | brydell@bdops.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 30 South Wacker Dr., Suite 3300 | Chicago | | IL | 60606 | | (Address) | (City) | | (State) | (Zip Code) | | 09/24/2003 | | | 49 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | {2}------------------------------------------------ | Brandon Rydell | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Sigma Financial Corporatio…Read the full text as markdown