Full text of SIGMA FINANCIAL CORPORATION's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sigma Financial Corporation** **Financial Report December 31, 2023** **Filed as PUBLIC information pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934.** {1}------------------------------------------------ | . | | |-----------------|--| | | | | SEC FILE NUMBER | | | | | | | (No. and Street) | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | Ann Arbor | Michigan | | 48103 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brandon Rydell | 734-663-1611 | | brydell@axtella.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | (Name - if individual, state last, first, and middle name) | | | | 30 South Wacker Dr., Ste 3300 Chicago | | | 60606 | | (Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | 49 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | {2}------------------------------------------------  | Signature: | | | |------------|--|--| | Title: | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | <br><br><br><br><br><br><br><br><br> | <br><br>Page(s) | |------------------------------------------------------------|-----------------| | Report of Independent Registered Public Accounting Firm 1 | | | Financial Statement | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3-10 | | {4}------------------------------------------------  ## **Report of Independent Registered Public Accounting Firm** Stockholders and Board of Directors Sigma Financial Corporation #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Sigma Financial Corporation (the Company) as of December 31, 2023, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023, in conformity with accounting principles…Read the full text as markdown