Full text of SIGMA FINANCIAL CORPORATION's X-17A-5 filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sigma Financial Corporation** **Financial Report December 31, 2025** **Filed as PUBLIC information pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934.** {1}------------------------------------------------ | | FOR OFFICIAL USE ONLY | | | |--------------------------------------------------|------------------------------------------------------------|-------------------------------------------|------------| | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable | | | 9/24/2003 | | 40 | | | (Address) | (City) | (State) | (Zip Code) | | 30 South Wacker Dr. Ste 3300 Chicago | | = | 60606 | | | (Name - if individual, state last, first, and middle name) | | | | RSM US LEP | | | | {2}------------------------------------------------ | Brandon Rydell | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Sigma Financial Corporation | | as of | | December 31 | in true and corract furthar augar (or affirm) book naither the gambany mar any | | - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | | Page(s) | |------------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm 1 | | | Financial Statements | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3-12 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Stockholders and the Board of Directors of Sigma Financial Corporation #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Sigma Financial Corporation (the Company) as of December 31, 2025, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2025, in conformity with accounting principles generally accepted in the United States of America. # **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to…Read the full text as markdown