Full text of COORDINATED CAPITAL SECURITIES, INC.'s X-17A-5 filed 2022-05-31 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly-Owned Subsidiary of Coordinated Capital Holdings, Inc.) Madison, Wisconsin FINANCIAL STATEMENTS Including Report of Independent Registered Public Accounting Firm As of and for the Year Ended March 31, 2022 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** SEC FILE NUMBER #### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2021** MM/DD/VY AND ENDING **03/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Coordinated Capital Securities, Inc TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 704 River Place | (No. and Street) | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|---------|----------------------------------------------|--|--|--|--| | Madison | WI | | 53716 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Tracy Williams | 608-221-4545 | | tracy@ccsmadison.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly US, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | 777 E Wisconsin Ave, 32nd Floor Milwaukee | WI | 53202 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/22/2003 | | 23 | | | | | | | rte of Registcatioo with PCAOB)[if applicable) | | | (PCAOB Registcatioo N"mbec, if applicable JI | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances reli…Read the full text as markdown