Full text of COORDINATED CAPITAL SECURITIES, INC.'s X-17A-5 filed 2023-05-31 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ AWholly-OwnedSubsidiary ofCoordinated Capital Holdings, Inc.) Madison, Wisconsin FINANCIAL STATEMENTS Including Report ofIndependent Registered PublicAccounting Firm AsofandfortheYearEnded March 31, 2023 {1}------------------------------------------------ (A Wholly-Owned Subsidiary of Coordinated Capital Holdings, Inc.) #### TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | ー | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------| | Financial Statements | | | Statement of financial condition | 2 | | Statement of operations | 3 | | Statement of stockholder's equity | 4 | | Statement of cash flows | 5 | | Notes to financial statements | 6 - 11 | | Supplemental Information | | | Schedule I - Computation of Net Capital Under Rule 15c3-1 of the Securities and<br>Exchange Commission Capital Rule | 12 | | Schedule II - Computation for Determination of Reserve Requirements Under Rule<br>15c3-3 (Exemption) and Information for Possession or Control Requirements Under<br>Rule 15c3-3 (Exemption) of the Securities and Exchange Commission | 13 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31. 2023 Estimated average burden hours per response: 12 sec file number 8-31173 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 03/31/23 filing for the period beginning 04/1/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Coordinated Capital Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 704 River Place | | (No. and Street) | | | | | |----------------------------------------------|---------------------------------------------------------------------------|----------------------|------------|--|--| | Madison | W | | 53716 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Tracy Williams | 608-221-4545 | tracy@ccsmadison.com | | | | | (Name) |…Read the full text as markdown