Full text of COORDINATED CAPITAL SECURITIES, INC.'s X-17A-5 filed 2026-05-08 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly-Owned Subsidiary of Coordinated Capital Holdings, Inc.) Madison, Wisconsin FINANCIAL STATEMENTS Including Report of Independent Registered Public Accounting Firm As of and for the Year Ended March 31, 2026 {1}------------------------------------------------ (A Wholly-Owned Subsidiary of Coordinated Capital Holdings, Inc.) #### TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|--------|--|--|--| | Financial Statements | | | | | | Statement of financial condition | 2 | | | | | Statement of operations | 3 | | | | | Statement of stockholder's equity | 4 | | | | | Statement of cash flows | 5 | | | | | Notes to financial statements | 6 - 12 | | | | | Supplemental Information | | | | | | Schedule I - Computation of Net Capital Under Rule 15c3-1 of the Securities and<br>Exchange Commission Capital Rule | 13 | | | | | Schedule II - Statement on Exemption from the Computation of Reserve<br>Requirements and Information for Possession or Control Requirements Under Rule | | | | | | 15c3-3 | 14 | | | | | Report of Independent Registered Public Accounting Firm on Rule 15c3-3 Exemption | 15 | | | | | Exemption Report pursuant to Securities and Exchange Commission Rule 17a-5(d)(4) | 16 | | | | {2}------------------------------------------------  To those charged with governance of Coordinated Capital Securities, Inc.: #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Coordinated Cap ital Securities, Inc. as of March 31, 2026, the related statements of operations, stockholder's equity, and cash flows for the year ended March 31, 2026, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Coordinated Capital Securities, Inc. as of March 31, 2026, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of Coordin ated Capital Securities, Inc.'s management. Our responsibility is to express an opinion on Coordinated Capit…Read the full text as markdown