LIBERTY ASSOCIATES, INC. X-17A-5 (2020-03-18) — Broker-dealer annual report

Full text of LIBERTY ASSOCIATES, INC.'s X-17A-5 filed 2020-03-18 (period 2020-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LIBERTY ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2020-03-18
• Period: 2020-01-31
• Accession: 0000742118-20-000002
• CIK: 742118
• File #: 8-31505
• Material weakness: No
• Auditor: Anson, Brian W.
• Auditor location: Tarzana, CA
• Contact: Allison Lindh
• Phone: 212-869-8224
• Signed by: Allison M. Lindh (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000742118 XXXXXXXX LIVE false false false 02-01-2019 01-31-2020 Broker-dealer N LIBERTY ASSOCIATES, INC. 501 FIFTH AVENUE, 15TH FLOOR SUITE 1100 NEW YORK NY 10017 Allison Lindh 212-869-8224 Anson, Brian W. 18401 Burbank Blvd. Suite 120 Tarzana CA 91356 Certified Public Accountant Allison M. Lindh LIBERTY ASSOCIATES, INC. 01-31-2020 Allison M. Lindh Chief Financial Officer Y

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• X-17A-5 — 2023-03-28
• X-17A-5/A — 2022-04-26
• X-17A-5 — 2022-03-21
• X-17A-5/A — 2021-04-09
• X-17A-5 — 2021-03-25
• X-17A-5 — 2019-03-20
• X-17A-5 — 2018-03-29
• X-17A-5 — 2017-07-20

Original filing on SEC EDGAR (source of record)