Full text of LIBERTY ASSOCIATES, INC.'s X-17A-5 filed 2026-03-30 (period 2026-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | 0MB Number: 3235-0l23<br>Expires; N011. 30, 2026<br>Estimated average burden<br>loours per response: 12 | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------------------------------|-------|------------------------|---------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | | | SEC FIL£ NUMBER | | | | | FORM X-17A-5<br>PART Ill | | | 8-31505 | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of i934 | | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING 02/01/2025 | | | | AND ENDING O 1/31/2026 | | | | | | | MM/0D/YY | | | MM/DO/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Liberty Associates, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSiNESS: (Do not use a P.O. box no.) | | | | | | | | | 501 Fifth Avenue, 15th Floor | | | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10017 | | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Allison M. Lindh | | 212-869-8224 | | | alindh@libertyai.com | | | | (Name) | | (Ar!Nl Code- Telephone Number) | | (Email Address) | | | | | | | B ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Brian W. Anson, CPA | | | | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | 18455 Burbank Blvd. #406 Tarzana | | | | CA | 91356 | | | | (Address)<br>September 15, 2005 | | (City) | | (State)<br>2370 | (Zip Code) | | | | (Date of Registration with PCAOB){if applicable) | | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | accountant must be supported…Read the full text as markdown