Full text of LIBERTY ASSOCIATES, INC.'s X-17A-5 filed 2025-03-27 (period 2025-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **02/01/2024** MM/DD/VY AND ENDING **O 1/31/2024** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Liberty Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 501 Fifth Avenue, 15th Floor | | | | |--------------------------------|---------------------------------------|----------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | | (No. and Street) | | | | | New York | | | | | | | (State) | | | (Zip Code) | | | | | | | | 212-869-8224 | | | | alindh@libertyai.com | | (Area Code - Telephone Number) | | | | | | | | | | | | Brian W. Anson, CPA | | | | | | | | | | | | 18455 Burbank Blvd. #404 | Tarzana | | | 91356 | | | (City) | | | (Zip Code) | | | | | | | | | | | | \PCAOB RegisITatloa Nomb", •applicable)I | | | | | | | | | of'"'"""'" with PCAOB)(lf applicable) | PERSON TO CONTACT WITH REGARD TO THIS FILING | NY 10017<br>B. ACCOUNTANT IDENTIFICATION<br>(Name - if individual, state last, first, and middle name)<br>FOR OFFICIAL USE ONL V | (Email Address)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CA<br>(State)<br>2370 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable, **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** | SEC FILE NUMBER | | |-----------------|--| | 8-31505 | | {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, All ison M. Llndh swear (or…Read the full text as markdown