Full text of CARTER, TERRY & COMPANY, INC.'s X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: . 12. SEC FILE NUMBER 8-33797 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/23  Security-based swap dealer Broker-dealer Check here if respondent is also an OTC derivatives dealer O Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3060 Peachtree Road Suite 1200 | | {No, and Street} | | |---------|------------------|------------| | Atlanta | GA | 30305 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING #### 404-364-2070 Kristin Montet kmontet@carterterry.com (Name) (Area Code - Telephone Number) (Emall Address) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling\* ## Ohab & Company PA | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 100 E Sybelia Ave Suite 130 | Maitland | ﻠ | 32751 | | (Address) | (City) | (State) | (Zip Code) | | July 28,2004 | | 1839 | | | (Date of Registration with PCAOB)(If applicable) | | | (PCAOB Registration Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | " Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){2)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond uniess the form displays a currently valld OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the Timothy Terry financial report pertaining to the firm of Carter Terry & Company Inc , as or 12/3-1 , 2023 is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified sole…Read the full text as markdown