Full text of CARTER, TERRY & COMPANY, INC.'s X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-33797 # **PART Ill** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------------|------------|-------------------------|----------------------------------------------| | | | 112025 | | | 1213112025 | | FILING FOR THE PERIOD BEGINNING O 1 | /O | MM/DD/VY | AND ENDING | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Carter Terry & Company Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>(!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | D Major security-based swap participant<br>- | | 3340 Peachtree Road Suite 1400 | | | | | | | | | (No. and Street) | | | | | Atlanta | | GA | | | 30326 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kristin Montet | | 404-364-2070 | | kmontet@carterterry.com | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab & Company PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 100 E Sybelia Ave Suite 130 | | Maitland | | FL | 32751 | | (Address) | | (City) | | (State) | (Zip Code) | | July 28, 2004 | | | 1839 | | | | r••<br>of Reg;,tratioo with PCAOB)IW appl<able) | | | | | (PCAOB Reg;,tration Numbe,, Oap~lcable)I | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are t…Read the full text as markdown