Full text of CARTER, TERRY & COMPANY, INC.'s X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-33797 **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING** 0110112024 MM/0D/YY AND ENDING 1213112024 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Carter Terry & Company Inc. TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3060 Peachtree Road Suite 1200 (No. and Street) Atlanta GA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 30305 (Zip Code) Kristin Montet 404-364-2070 kmontet@carterterry.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ohab & Company PA (Name - if individual, state last, first, and middle name) 100 E Sybelia Ave Suite 130 Maitland FL 32751 (Address) (City) (State) (Zip Code) July 28, 2004 1839 Tte of Reg;,tratioa wOh PCAOB)l;f appUcableJ **FOR OFFICIAL USE ONLY (PCAOB** Reg;stratioa **N"mbe,,** • appUcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, nmolhyTerry swear (or affirm} that, to the best of my knowledge and belief, the financial report pertaining to the firm of Carter Terry & Company Inc as of 12/31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. -~ \ t' ••••••••• ✓, .:.:r-~,ss10.-.,~. <a Signature, 4 ).-…Read the full text as markdown