CANACCORD GENUITY LLC X-17A-5 (2018-05-30) — Broker-dealer annual report

Full text of CANACCORD GENUITY LLC's X-17A-5 filed 2018-05-30 (period 2018-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CANACCORD GENUITY LLC
• Form: X-17A-5
• Filed: 2018-05-30
• Period: 2018-03-31
• Accession: 0000766050-18-000008
• CIK: 766050
• File #: 8-03271
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: DONALD MACFAYDEN
• Phone: 14166875426
• Signed by: DONALD MACFAYDEN (CHIEF FINANCIAL OFFICER)

Document text (excerpt)

X-17A-5 0000766050 XXXXXXXX 008-03271 LIVE true true false 04-01-2017 03-31-2018 Broker-dealer N CANACCORD GENUITY LLC 535 MADISON AVENUE SUITE 1200 NEW YORK NY 10022 DONALD MACFAYDEN 14166875426 Ernst & Young LLP 5 Times Square New York NY 10036-6530 Certified Public Accountant DONALD MACFAYDEN CANACCORD GENUITY LLC 05-30-2018 DONALD MACFAYDEN CHIEF FINANCIAL OFFICER Y

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Original filing on SEC EDGAR (source of record)