Full text of CANACCORD GENUITY LLC's X-17A-5 filed 2024-05-30 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-03271 | | | (No. and Street) | | | | | | | | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------|--|--|--|--| | New York | NY | | 10022 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Donald D. MacFayden | 416-687-5426 | | dmacfayden@cgf.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. Accountant IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | One Manhattan West | New York | NY | 10001 | | | | | | (Address) | (City) | (State)<br>42 | (Zip Code) | | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | | {1}------------------------------------------------ | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Canaccord Genuity LLC<br>as of | | 2024 | | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely | | | | | | Signature:<br>LORENE MILLROY<br>Notary Public - State of New York<br>NO. 01Ml0016849 | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ Consolidated Financial Statements and Supplemental Information # **Canaccord Genuity LLC** As of and for the Year ended March 31, 2024 With Report of Independent Registered Public Accounting Firm *This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 and Regulation 1.10(g) under the Commodity Exchange Act.* A Statement of Financial Condition has been bound separately and filed with the Securities and Exchange Commission and Commodity Futures Trading Commission simultaneously herewith as a public document. {3}------------------------------------------------ # Canaccord Genuity LLC (A fully owned subsidiary of Canaccord Genuity Group Inc. "CGGI") Consolidated Financ…Read the full text as markdown