CANACCORD GENUITY LLC X-17A-5 (2020-06-01) — Broker-dealer annual report

Full text of CANACCORD GENUITY LLC's X-17A-5 filed 2020-06-01 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CANACCORD GENUITY LLC
• Form: X-17A-5
• Filed: 2020-06-01
• Period: 2020-03-31
• Accession: 0000766050-20-000007
• CIK: 766050
• File #: 8-03271
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Don Macfayden
• Phone: 212-389-8088
• Signed by: Don MacFayden (CFO)

Document text (excerpt)

X-17A-5 0000766050 XXXXXXXX 008-03271 LIVE true true true 04-01-2019 03-31-2020 Broker-dealer N CANACCORD GENUITY LLC 535 MADISON AVENUE SUITE 1200 NEW YORK NY 10022 Don Macfayden 212-389-8088 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Don MacFayden CANACCORD GENUITY LLC 03-31-2020 don macfayden CFO Y

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• X-17A-5 — 2016-06-07
• X-17A-5 — 2015-06-01
• X-17A-5 — 2014-06-02
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Original filing on SEC EDGAR (source of record)