Full text of GORDON, HASKETT CAPITAL CORPORATION's X-17A-5 filed 2022-06-16 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **GORDON, HASKETT CAPITAL CORPORATION** #### **FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION** #### **MARCH 31, 2022** ## **(FILED PURSUANT TO RULE 17a-5(e) (3) UNDER THE SECURITIES EXCHANGE ACT OF 1934)** #### **CONFIDENTIAL TREATMENT REQUESTED** {1}------------------------------------------------ ## **GORDON, HASKETT CAPITAL CORPORATION** TABLE OF CONTENTS MARCH 31, 2022 | | Page | |-----------------------------------------------------------------------------------------------------------------|--------------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Subordinated Borrowings | 4 | | Statement of Changes in Stockholders' Equity | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7<br>-<br>13 | | Supplemental<br>Information | | | Schedule I<br>-<br>Computation<br>of Net Capital<br>Under Rule 15c3-1 of the Securities and Exchange Commission | 14 | | Schedule II –<br>Exemptive Provision Under Rule 15c3-3<br>of the<br>Securities and Exchange Commission | 15 | {2}------------------------------------------------  CERTIFIED PUBLIC ACCOUNTANTS & ADVISORS 100 Campus Drive, Suite 106 Florham Park, NJ 07932 973.267.4200 973.984.9634 (fax) cpa@rem-co.com Offices in New York City, Long Island, New Jersey & Cayman Islands #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders of Gordon, Haskett Capital Corporation New York, New York #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Gordon, Haskett Capital Corporation as of March 31, 2022, the related statements of operations, changes in subordinated borrowings, changes in stockholders' equity, and cash flows for the year then ended and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Gordon, Haskett Capital Corporation as of March 31, 2022, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion These financial statements are the responsibility of Gordon, Haskett Capital Corporation's management. Our res…Read the full text as markdown